Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rivergate Finance Limited
FRN 757784
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 25 Apr 2017)
- Responsible for Insurance Mediation (25 Apr 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (25 Apr 2017 to 8 Dec 2019)
- CF1 Director (25 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (2 Aug 2011 to 12 Jun 2012)
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- CF30 Customer (8 Dec 2008 to 29 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.