Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 25 Apr 2017)
    • Responsible for Insurance Mediation (25 Apr 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (25 Apr 2017 to 8 Dec 2019)
    • CF1 Director (25 Apr 2017 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Aug 2011 to 12 Jun 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Dec 2008 to 29 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.