Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (1 Apr 2020 to 7 Nov 2021)
- SMF16 Compliance Oversight (5 Jun 2018 to 2 Apr 2020)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Nov 2016)
- CF10a CASS Oversight function (31 Jul 2013 to 6 Mar 2016)
- CF29 Significant management (31 Jul 2013 to 6 Mar 2016)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 13 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.