Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBL BANK UK LIMITED (no longer approved here)

    FRN 188585

    • [FCA CF] CASS oversight function (1 Apr 2020 to 7 Nov 2021)
    • SMF16 Compliance Oversight (5 Jun 2018 to 2 Apr 2020)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Nov 2016)
    • CF10a CASS Oversight function (31 Jul 2013 to 6 Mar 2016)
    • CF29 Significant management (31 Jul 2013 to 6 Mar 2016)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 13 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.