Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Veracity Financial Planning Ltd
FRN 961278
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
- [FCA CF] Client dealing (since 5 Oct 2022)
-
- CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (13 Apr 2007 to 29 Oct 2007)
-
- CF21 Investment Adviser (4 Aug 2006 to 26 Feb 2007)
- CF22 Investment Adviser (Trainee) (3 Aug 2004 to 4 Aug 2006)
-
- CF21 Investment Adviser (27 Jun 2002 to 2 Feb 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.