Dylan Franklin Ellis

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 2 Feb 2026)
    • CF1 Director (AR) (since 16 Jan 2026)
    • CF30 Customer (since 16 Jan 2026)
  • Rockwealth Chelmsford Ltd

    FRN 1045813

    • (1)Employed By (since 16 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Nov 2022 to 19 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (27 Jun 2022 to 19 Jan 2026)
  • Compass Financial Solutions Ltd (no longer approved here)

    FRN 230677

    • Employed By (21 Nov 2022 to 19 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.