Dylan Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Whitechurch Network Limited

    FRN 190859

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 16 Oct 2020)
    • CF30 Customer (since 7 Oct 2020)
  • First Capital Independent Financial Advisers Limited

    FRN 409249

    • (9)Employed By (since 7 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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