Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 28 Feb 2024)
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Client dealing (since 19 Dec 2016)
- [FCA CF] Manager of certification employee (since 7 Oct 2016)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- [FCA CF] Manager of certification employee (17 Sep 2020 to 25 Feb 2021)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.