Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 17 Feb 2025)
- [FCA CF] Manager of certification employee (since 30 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [FCA CF] Significant management (since 1 Sep 2022)
- [FCA CF] Client dealing (since 22 Feb 2018)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 22 Apr 2024)
- [FCA CF] Manager of certification employee (17 Apr 2018 to 8 Apr 2024)
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- [FCA CF] Significant management (1 Sep 2022 to 8 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 8 Aug 2023)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
- [FCA CF] Manager of certification employee (20 May 2020 to 8 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.