Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier (Europe) S.A. (no longer approved here)

    FRN 597896

    • [FCA CF] Functions requiring qualifications (1 Aug 2016 to 31 Oct 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Apr 2016)
    • CF30 Customer (29 Oct 2012 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (9 Apr 2015 to 25 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.