Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 4 Sep 2017)
- CF30 Customer (21 Sep 2009 to 6 Mar 2016)
-
- CF30 Customer (15 Sep 2008 to 13 Dec 2008)
-
- CF21 Investment Adviser (20 Sep 2005 to 3 Aug 2007)
-
- CF21 Investment Adviser (8 Aug 2005 to 22 Sep 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.