Dung Nguyen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc

    FRN 119256

    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • [FCA CF] Manager of certification employee (since 11 Dec 2020)
    • [FCA CF] Client dealing (since 4 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 27 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
    • CF30 Customer (12 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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