Duncan Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [FCA CF] Manager of certification employee (since 5 Mar 2025)
    • [FCA CF] Client dealing (since 6 Aug 2024)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (14 Sep 2023 to 2 Aug 2024)
    • [FCA CF] Client dealing (14 Sep 2023 to 2 Aug 2024)
    • [FCA CF] Manager of certification employee (14 Sep 2023 to 2 Aug 2024)
    • CF30 Customer (1 Sep 2011 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (1 Jan 2019 to 2 Aug 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Aug 2024)
    • CF30 Customer (1 Sep 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 31 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.