Duncan Robert MacKenzie

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Grove Wealth Management Limited (no longer approved here)
FRN 479973
- (1)Employed By (11 Jan 2012 to 10 Sep 2013)
RBA Wealth Management Ltd (no longer approved here)
FRN 484787
- (3)Employed By (2 Jul 2008 to 11 Jan 2012)
The RBA Consultancy (no longer approved here)
FRN 401104
- Employed By (15 May 2008 to 2 Jul 2008)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 10 Sep 2013)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jan 2007 to 2 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.