Duncan Robert Horner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Financial Management Ltd

    FRN 189921

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Material risk taker (since 6 Mar 2025)
    • SMF3 Executive Director (since 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 29 Jan 2015)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • Independent Professional Investments Limited (no longer approved here)

    FRN 173352

    • (8)Employed By (19 Apr 2004 to 19 Oct 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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