Duncan Rhoderick MacGregor Bruce-Lockhart

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (3 Apr 2014 to 30 Apr 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (18 Jun 2012 to 26 Nov 2013)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (24 Sep 2009 to 30 Nov 2010)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (137)CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • (138)CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (137)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (138)CF21 Investment Adviser at STIFEL EUROPE LIMITED