Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 5 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jun 2024)
    • SMF16 Compliance Oversight (since 5 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2012)
    • CF8 Apportionment and Oversight (1 Sep 2007 to 31 Mar 2009)
    • CF3 Chief Executive (1 Sep 2007 to 7 Apr 2009)
    • CF1 Director (5 Jan 2004 to 8 Dec 2019)
    • CF13 Finance (5 Jan 2004 to 28 Sep 2007)
    • CF21 Investment Adviser (5 Jan 2004 to 31 Oct 2007)
    • SMF16 Compliance Oversight (since 5 Jun 2024)
    • SMF1 Chief Executive (since 5 Jun 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (19 Jan 2012 to 8 Dec 2019)
    • CF1 Director (AR) (since 10 Feb 2022)
    • (1)Employed By (since 10 Feb 2022)
    • (3)Employed By (5 Feb 2018 to 27 Jan 2022)
  • Howden Reinsurance Brokers Limited (no longer approved here)

    FRN 531097

    • CF1 Director (AR) (5 Feb 2018 to 27 Jan 2022)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF1 Director (21 Apr 2009 to 6 Apr 2012)
    • CF30 Customer (12 Feb 2008 to 6 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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