Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 21 Mar 2017)
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- CF30 Customer (26 Feb 2008 to 15 Aug 2008)
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- CF21 Investment Adviser (30 Mar 2005 to 5 May 2006)
- CF26 Customer Trading (19 Mar 2004 to 30 Mar 2005)
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- CF26 Customer Trading (1 Dec 2001 to 18 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.