Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Oct 2023)
- CF30 Customer (1 Nov 2007 to 5 Oct 2023)
- CF1 Director (AR) (19 Jan 2005 to 5 Oct 2023)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (7 Jan 2005 to 5 Oct 2023)
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- (4)Employed By (30 Oct 2000 to 5 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.