Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (3 Feb 2022 to 30 Jan 2025)
  • West One Loan Limited (no longer approved here)

    FRN 510024

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Apr 2013)
    • CF1 Director (6 Oct 2010 to 9 Aug 2016)
    • CF10 Compliance Oversight (6 Oct 2010 to 22 Mar 2013)
    • CF11 Money Laundering Reporting (6 Oct 2010 to 22 Mar 2013)
  • MORGAN STERLING LIMITED (no longer approved here)

    FRN 302304

    • CF1 Director (31 Oct 2004 to 31 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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