Duncan Kester Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited (no longer approved here)
FRN 146665
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (4 May 2016 to 8 Dec 2019)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 Feb 2013 to 29 Apr 2015)
Insight Investment International Limited (no longer approved here)
FRN 416024
- CF30 Customer (28 Jun 2012 to 28 Dec 2012)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF30 Customer (23 Sep 2009 to 1 Oct 2010)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- CF30 Customer (1 Nov 2007 to 24 Jul 2009)
- CF27 Investment Management (12 Jun 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.