Duncan James Russell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Equitable Plc (no longer approved here)
FRN 165548
- SMF7 Group Entity Senior Manager (21 Jul 2022 to 27 Nov 2024)
Cofunds Limited (no longer approved here)
FRN 194734
- SMF7 Group Entity Senior Manager (21 Jul 2022 to 27 Nov 2024)
Admiral Financial Services Limited (no longer approved here)
FRN 771862
- SMF3 Executive Director (9 Dec 2019 to 26 Jun 2020)
- CF1 Director (5 Oct 2018 to 8 Dec 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (22 Feb 2008 to 29 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.