Duncan James McWilliam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 26 Sep 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF21 Investment Adviser (3 Nov 2006 to 31 Oct 2007)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (10 May 2005 to 29 Sep 2006)
    • CF26 Customer Trading (12 Apr 2005 to 10 May 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Nov 2003 to 26 Jan 2005)
    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (11 Mar 2003 to 26 Jan 2005)
    • CF26 Customer Trading (1 Dec 2001 to 11 Mar 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (11 Mar 2003 to 24 Nov 2003)
    • CF26 Customer Trading (1 Dec 2001 to 11 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.