Duncan Hamilton Orr

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 4 Jul 2005)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
  • Swindells Financial Planning Ltd

    FRN 433994

    • (2)Employed By (since 22 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Swindells Financial Planning Ltd

  2. controlled function added: (2)Employed By at Swindells Financial Planning Ltd