Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (5 Feb 2024 to 31 Jul 2024)
-
- [FCA CF] Client dealing (7 Sep 2016 to 22 Nov 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jun 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.