Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (28 Dec 2016 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2006)
    • CF1 Director (AR) (1 Sep 2004 to 30 Sep 2006)
    • CF21 Investment Adviser (17 Sep 2002 to 30 Sep 2006)
    • CF27 Investment Management (30 Aug 2002 to 30 Sep 2006)
    • CF1 Director (30 Aug 2002 to 30 Sep 2006)
    • CF3 Chief Executive (30 Aug 2002 to 30 Sep 2006)
  • Mortgage Overseas Ltd (no longer approved here)

    FRN 402977

    • (7)Employed By (23 Aug 2004 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.