Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (2 Jul 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (28 Dec 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
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- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2006)
- CF1 Director (AR) (1 Sep 2004 to 30 Sep 2006)
- CF21 Investment Adviser (17 Sep 2002 to 30 Sep 2006)
- CF27 Investment Management (30 Aug 2002 to 30 Sep 2006)
- CF1 Director (30 Aug 2002 to 30 Sep 2006)
- CF3 Chief Executive (30 Aug 2002 to 30 Sep 2006)
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- (7)Employed By (23 Aug 2004 to 30 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.