Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • [FCA CF] Client dealing (17 Mar 2021 to 13 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 5 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Oct 2003 to 31 Oct 2007)
    • CF4 Partner (23 Oct 2003 to 8 Dec 2019)
  • Otus Capital Management Limited (no longer approved here)

    FRN 195277

    • CF2 Non Executive Director (1 Dec 2001 to 13 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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