Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 9 Apr 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (9 Apr 2025 to 23 Jan 2026)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF2 Non Executive Director (14 Jan 2016 to 31 Dec 2018)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • CF2 Non Executive Director (2 Jun 2014 to 9 Jan 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF8 Apportionment and Oversight (6 Jul 2007 to 31 Mar 2009)
    • CF3 Chief Executive (6 Jul 2007 to 31 Dec 2013)
    • CF1 Director (22 Jun 2005 to 31 Dec 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • Responsible for Insurance Mediation (22 Jun 2005 to 1 Nov 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Nov 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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