Duncan Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Client dealing (since 8 Apr 2024)
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 1 Oct 2022)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 31 Mar 2020)
- CF30 Customer (3 Nov 2011 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (3 Nov 2011 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.