Duncan Ban MacIntyre

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lombard Odier (Europe) S.A.

    FRN 597896

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
    • SMF19 Head of Overseas Branch/Head of Overseas (1 Sep 2021 to 19 Mar 2025)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 1 Sep 2021)
    • CF29 Significant management (4 Jan 2016 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF29 Significant management (2 Nov 2009 to 21 Aug 2015)
    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 5 Jun 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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