Duncan Asker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Darlington Building Society

    FRN 205895

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • [FCA CF] Material risk taker (1 Jan 2021 to 12 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 12 Dec 2024)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 12 Dec 2024)
    • [FCA CF] Manager of certification employee (3 May 2016 to 12 Dec 2024)
    • [FCA CF] Material risk taker (3 May 2016 to 12 Dec 2024)
    • [PRA CF] Managing a material risk taker (3 May 2016 to 12 Dec 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (30 Jun 2006 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Aug 2002 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (30 Jun 2006 to 17 Sep 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Aug 2002 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.