Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Sep 2009)
    • (12)Employed By (since 18 Sep 2019)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (6 May 2011 to 2 Jan 2020)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (6 Mar 2009 to 20 Apr 2009)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (16 May 2006 to 1 Sep 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 16 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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