Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Sep 2009)
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Gavin Macfarlane
FRN 913359
- (12)Employed By (since 18 Sep 2019)
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- Employed By (6 May 2011 to 2 Jan 2020)
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- CF30 Customer (6 Mar 2009 to 20 Apr 2009)
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- CF21 Investment Adviser (16 May 2006 to 1 Sep 2007)
- CF22 Investment Adviser (Trainee) (23 Jun 2004 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.