Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SECOR Investment Advisors (UK) LLP
FRN 544237
- SMF9 Chair of the Governing Body (since 4 Feb 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Jul 2011 to 3 Nov 2011)
- CF11 Money Laundering Reporting (4 Jul 2011 to 3 Nov 2011)
- CF30 Customer (4 Jul 2011 to 8 Dec 2019)
- CF4 Partner (4 Jul 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.