Duane Ricardo Sinclair

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London Mortgage Solutions Ltd
FRN 933918
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Benchmark submission and administration (since 22 Oct 2021)
- [FCA CF] Client dealing (since 22 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 22 Oct 2021)
- [FCA CF] CASS oversight function (since 22 Oct 2021)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (12 Nov 2020 to 10 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (3 Aug 2020 to 10 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.