Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Oct 2014)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (2 Feb 2012 to 6 Aug 2014)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 16 Mar 2007)
    • (2)Employed By (since 4 Oct 2006)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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