Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Oct 2014)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (2 Feb 2012 to 6 Aug 2014)
- CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 16 Mar 2007)
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Drew Harper Financial Consultants Limited
FRN 457885
- (2)Employed By (since 4 Oct 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.