Drake Lowey Dubin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF1 Director (2 Oct 2015 to 4 Aug 2016)
    • CF28 Systems and controls (10 Mar 2015 to 4 Aug 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF21 Investment Adviser (5 Mar 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 May 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.