Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 5 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Nov 2002 to 6 Aug 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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