Douglas Watt Dugdale

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Palm Financial Care Limited

    FRN 470648

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • CF30 Customer (since 2 Sep 2016)
    • CF1 Director (AR) (since 17 May 2013)
    • CF1 Director (20 Aug 2007 to 8 Dec 2019)
  • Alston Hill Limited

    FRN 680093

    • (2)Employed By (since 9 Apr 2015)
  • Carepal Assist Limited

    FRN 599316

    • Employed By (since 17 May 2013)
  • Danbro Financial Services Limited (no longer approved here)

    FRN 658616

    • Employed By (17 Dec 2014 to 30 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alston Hill Limited

  2. controlled function added: (2)Employed By at Alston Hill Limited