Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG BANK, LTD
FRN 139189
- SMF16 Compliance Oversight (since 1 Jul 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2017 to 2 Jul 2018)
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MUFG Securities EMEA plc
FRN 124512
- SMF16 Compliance Oversight (since 7 Mar 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 Jul 2018)
- CF11 Money Laundering Reporting (28 May 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (23 Sep 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.