Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (15 Jun 2010 to 27 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Nov 2009 to 16 Apr 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Sep 2008 to 7 Sep 2009)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Mar 2008 to 22 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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