Douglas Scott Pike

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verdant Financial Planning Limited

    FRN 928401

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 23 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2021)
    • [FCA CF] Client dealing (since 9 Feb 2021)
    • [FCA CF] Significant management (9 Feb 2021 to 10 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Dec 2020)
    • CF30 Customer (15 Oct 2013 to 18 Dec 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 26 Sep 2013)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.