Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KBF Associates Ltd
FRN 1041334
- (2)Employed By (since 17 Oct 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Aug 2011)
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- CF30 Customer (11 Mar 2011 to 13 Jul 2011)
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- Employed By (11 Mar 2011 to 13 Jul 2011)
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- (6)Employed By (1 Oct 1998 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.