Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Feb 2020 to 5 Jul 2024)
    • CF1 Director (23 Jul 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (24 Apr 2009 to 18 Nov 2013)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • CF30 Customer (1 Nov 2007 to 10 Jun 2016)
    • CF8 Apportionment and Oversight (18 Nov 2003 to 31 Oct 2007)
    • CF3 Chief Executive (18 Nov 2003 to 10 Jun 2016)
    • CF27 Investment Management (18 Nov 2002 to 31 Oct 2007)
    • CF1 Director (18 Nov 2002 to 10 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.