Douglas Michael Telfer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cater Willis Limited

    FRN 441172

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (12 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (3 Apr 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Apr 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • Cater Willis Ltd (no longer approved here)

    FRN 434433

    • Employed By (28 Jun 2005 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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