Douglas Malcolm Cook

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Milsted Langdon Financial Services Limited

    FRN 126457

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2022)
    • CF30 Customer (1 Nov 2011 to 31 Jul 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (29 Jul 2022 to 5 Aug 2022)
    • [FCA CF] Client dealing (29 Jul 2022 to 5 Aug 2022)
  • Financial Planning For Professionals Limited (no longer approved here)

    FRN 523366

    • (21)Employed By (31 Oct 2011 to 31 Jul 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Financial Planning For Professionals Limited

  2. controlled function added: (21)Employed By at Financial Planning For Professionals Limited