Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • SMF16 Compliance Oversight (since 16 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2024)
    • SMF27 Partner (since 16 Jan 2024)
  • Adelphi Capital LLP (no longer approved here)

    FRN 401436

    • [FCA CF] Client dealing (31 Dec 2020 to 1 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
    • CF4 Partner (15 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Apr 2015 to 8 Dec 2019)
  • ISLANDBRIDGE CAPITAL LIMITED (no longer approved here)

    FRN 491377

    • CF11 Money Laundering Reporting (18 May 2009 to 28 Sep 2010)
    • CF10 Compliance Oversight (18 May 2009 to 28 Sep 2010)
    • CF1 Director (18 May 2009 to 28 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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