Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
White Creek Capital LLP
FRN 998349
- [FCA CF] Client dealing (since 1 Apr 2024)
- [FCA CF] Material risk taker (since 1 Apr 2024)
- SMF16 Compliance Oversight (since 16 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2024)
- SMF27 Partner (since 16 Jan 2024)
-
- [FCA CF] Client dealing (31 Dec 2020 to 1 Dec 2023)
- SMF27 Partner (9 Dec 2019 to 1 Dec 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
- CF4 Partner (15 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Apr 2015 to 8 Dec 2019)
-
- CF11 Money Laundering Reporting (18 May 2009 to 28 Sep 2010)
- CF10 Compliance Oversight (18 May 2009 to 28 Sep 2010)
- CF1 Director (18 May 2009 to 28 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.