Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Protexx (UK) Limited
FRN 430871
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 25 Nov 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 25 Nov 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Aug 2005 to 25 Nov 2019)
- CF1 Director (17 Aug 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Aug 2005 to 25 Nov 2019)
- CF21 Investment Adviser (17 Aug 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (17 Aug 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (17 Aug 2005 to 30 Sep 2018)
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- CF7 Sole Trader (AR) (31 Oct 2004 to 5 Sep 2005)
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- CF21 Investment Adviser (1 May 2002 to 3 Sep 2005)
- CF4 Partner (AR) (1 May 2002 to 3 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.