Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMITH & PINCHING FINANCIAL SERVICES LIMITED
FRN 186616
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 6 Jan 2014)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
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