Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF29 Significant management (25 Feb 2009 to 8 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2009)
    • CF1 Director (2 Mar 2007 to 25 Feb 2009)
    • CF10 Compliance Oversight (1 Aug 2006 to 22 Nov 2007)
    • CF11 Money Laundering Reporting (1 Aug 2006 to 22 Nov 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.