Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 6 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Oct 2008)
    • (1)Employed By (since 12 Feb 2020)
    • (6)Employed By (31 Jul 2009 to 12 Feb 2013)
  • Caroline Griffiths (no longer approved here)

    FRN 401793

    • Employed By (12 Feb 2013 to 12 Feb 2020)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (12 May 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.