Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Material risk taker (since 3 Oct 2023)
- [FCA CF] Significant management (since 3 Oct 2023)
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The Northern Trust Company
FRN 122020
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2018)
- [FCA CF] Significant management (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (16 Oct 2020 to 1 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.