Douglas Caldwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oracle Consultants Ltd

    FRN 618258

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
  • Financial Advice Centre Limited (no longer approved here)

    FRN 413317

    • [FCA CF] Client dealing (9 Oct 2020 to 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Oct 2020 to 1 Jul 2022)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (13 Aug 2012 to 1 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.